Below you will find the various legal disclosures and regulatory documents that we are required to file each year or whenever we have material changes to our policies and procedures. There is nothing you need to do with these as they are informational only. Please direct any questions to your individual Financial Advisor or visit our Contact page.

• View the firm’s most recent ADV part 2A filing here

• View the firm’s most recent Client Relationship Summary (CRS) form here

• View the firm’s most recent Privacy Policy here

• To view your individual FA’s most recent ADV part 2B, click on their name below:

  • Aaron Wassenaar

  • Angel Escobedo

  • Andrew Mitchell

  • Andrew Van Alstyne

  • Andy Cole

  • Archie Blood

  • Ben Lex

  • Ben VerWys

  • Brad Hunter

  • Brenda Baier

  • Connor McDowell

  • Dan Baugher

  • Dane Coyle

  • Doug Fisher

  • Drew Howard

  • Drew Stamp

  • Drew Wessell

  • Ethan Heiden

  • Heath Biller

  • Jacob Uithoven

  • Jake Hansma

  • Jason Kooistra

  • Jason Slone

  • Jeff Harley

  • Jeffrey Janson

  • John Bussey

  • Kristen Lindahl

  • Kristiana Daniels

  • Kyle Bland

  • Leanne Rahn

  • Michael Martin

  • Patrick Brunner

  • Rob Barcelona

  • Spencer Miller

  • Steve Starnes

  • Terry Seely

  • Tim Ketelhut

  • Tom Blower

  • Travis Hibbard

  • Travis Thompson

  • Tyler Owczarski

  • Tyler Saint Amour

  • Tyrin Tyson

  • Viet Bui

  • Vlad Kats